MiCA · CASP authorisation
The MiCA CASP Authorisation Tracker
Every document a Crypto-Asset Service Provider needs for MiCA authorisation — 42 deliverables, mapped to the exact MiCA article, categorised, and ready to assign, prioritise and track to completion.
42
Documents tracked
7
Categories
100%
Mapped to MiCA articles
Live
Progress dashboard
Preview
A tracker built the way a real application file gets built
Not a checklist you tick once. Each document has a status, a priority, a responsible role and a regulatory reference — so your team, your counsel and your outsourced compliance function are always looking at the same file.
| Category | Document / Deliverable | Reg. reference | Status | Priority |
|---|---|---|---|---|
| AML/CTF & Financial Crime | AML/CTF policies and procedures | Art. 62 | Drafting | High |
| ICT & Operational Resilience | ICT risk management framework | DORA Art. 5-16 | Internal review | High |
| Corporate & Governance | Governance and internal control policy | Art. 68 | Complete | High |
| Client Asset Safeguarding | Custody and administration policy | Art. 70, 75 | Not started | High |
| Conduct & Market Integrity | Conflicts of interest policy | Art. 72 | Not started | Medium |
What's inside
Seven categories, every deliverable a regulator will look for
Corporate & governance
Fit-and-proper assessments, suitability policy, governance framework, LEI.
Prudential & capital
Own funds calculation, business plan, insurance and guarantee arrangements.
AML/CTF & financial crime
Policy, risk assessment, Travel Rule procedures, sanctions risk classification.
ICT & operational resilience (DORA)
ICT risk framework, third-party register, incident reporting, cyber self-assessment.
Client asset safeguarding
Custody policy, segregation procedure, client-facing summary.
Conduct & market integrity
Conflicts of interest, remuneration, market abuse detection, complaints handling.
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FAQ
Frequently asked questions
Is this tracker legal advice?+
No. It's a planning and organisation tool based on publicly available MiCA requirements and ESMA/EBA guidance. It doesn't replace a jurisdiction-specific gap analysis — confirm current obligations with your legal counsel or compliance advisor before submitting an application.
What's inside the MiCA CASP tracker?+
42 documents and deliverables across 7 categories — corporate governance, prudential and capital requirements, AML/CTF, ICT and DORA readiness, client asset safeguarding, conduct and market integrity, and the application file itself — each mapped to the relevant MiCA article, with status, priority, responsible role and target date columns.
Do you have a similar tracker for FINMA or FINTRAC?+
A MiCA-specific tracker is available now. FINMA (Switzerland) and FINTRAC (Canada) versions are in development — get in touch if you need one ahead of general release.
Is the tracker really free?+
Yes. Enter your name and work email above to receive the download link. No cost, no obligation.
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